Penson Financial Serv Ridge

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Penson Financial Services, Inc. Company Profile Dallas

(3 days ago) Company Description: Penson Financial Services, Inc. is located in Dallas, TX, United States and is part of the Activities Related to Credit Intermediation Industry. Penson Financial Services, Inc. has 447 total employees across all of its locations and generates $30.78 million in …

https://www.dnb.com/business-directory/company-profiles.penson_financial_services_inc.5b02df77a1ca9b01f818d5e189a41f29.html

Category:  Financial services Details Finance

Penson expects to take over Ridge Clearing accounts next

(8 days ago) Penson Worldwide Inc. said that it expects its U.S. securities-clearing subsidiary, Penson Financial Services Inc., to begin serving accounts of Ridge Clearing and Outsourcing Solutions Inc. on or

https://www.investmentnews.com/penson-expects-to-take-over-ridge-clearing-accounts-next-week-29672

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Penson Financial Services Inc - Company Profile and News

(9 days ago) Penson Financial Services Inc Penson Financial Services, Inc. was founded in 2000. The Company's line of business includes providing services to security or commodity holders, brokers, or dealers.

https://www.bloomberg.com/profile/company/PFAE:US

Category:  Financial services Details Finance

Pension Financial Services

(6 days ago) At Pension Financial Services, we have the best people to help businesses create and maintain retirement plans that are right for the company, the owners, and the employees.

https://www.pfs401k.com/default.aspx

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Penson and Ridge Provide Notice To Ridge Customers …

(7 days ago) Penson Worldwide, Inc. (NASDAQ: PNSN) today announced that its U.S. securities clearing subsidiary, Penson Financial Services, Inc. (PFSI), and Ridge

https://www.businesswire.com/news/home/20100614005610/en/Penson-Ridge-Provide-Notice-Ridge-Customers-Penson

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Penson to Acquire Ridge Clearing Contracts from …

(4 days ago) Penson Financial Services, Inc. is a member of the New York Stock Exchange, NYSE Alternext, Chicago Stock Exchange, FINRA, the Chicago Board Options Exchange (CBOE), OneChicago, the International

https://www.businesswire.com/news/home/20091102006519/en/Penson-Acquire-Ridge-Clearing-Contracts-Broadridge-Enters

Category:  Financial services Details Finance

Broadridge Closes Penson Transaction, Expands …

(2 days ago) Lake Success, New York – June 28, 2010 – Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the successful completion of the previously announced sale of the contracts of substantially all of the securities clearing clients of its subsidiary, Ridge Clearing & Outsourcing Solutions, Inc. (“Ridge”), to Penson Financial Services, Inc. (“PFSI”), a …

https://www.broadridge.com/press-release/2010/broadridge-closes-penson-transaction

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Penson clearing out of U.S. clearing industry - InvestmentNews

(1 days ago) Penson Financial Services, however, will remain a fixture in the clearing business. It will receive a 94% equity interest in a new joint venture, Apex Clearing Holdings LLC, which will be managed

https://www.investmentnews.com/penson-clearing-out-of-u-s-clearing-industry-44682

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Case 13-10061-PJW Doc 231 Filed 02/26/13 Page 1 of 71 ¨1

(4 days ago) Primevest Financial Services Inc Angela Handeland 400 1st St South Ste 300 St Cloud MN 56301 QUES/CDS** c o CDS 600 de Maisonneuve Blvd W Montreal QC H3A 3J2 CANADA In re Penson Worldwide, Inc., et al.,

https://www.kccllc.net/penson/document/1310061130227000000000009

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Broadridge Business Process Outsourcing, LLC

(Just Now) Broadridge Business Process Outsourcing is an independent, wholly-owned subsidiary of Broadridge Financial Solutions, Inc. and is a registered Broker-Dealer with the SEC and member of both FINRA and SIPC. MSCS Financial Services is a division of Broadridge Business Process Outsourcing, LLC.

http://go.broadridge1.com/Broadridge-BPO

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Master Services Agreement between Penson Worldwide, Inc

(7 days ago) This Master Services Agreement (this “Master Services Agreement”), dated as of November 2, 2009 (the “Effective Date”), is made and entered into by and between Penson Worldwide, Inc. (“Penson”) and Broadridge Financial Solutions, Inc. (“Broadridge”). WHEREAS, in connection with that certain Asset Purchase Agreement, dated November 2, 2009, (as amended, the …

https://www.sec.gov/Archives/edgar/data/1383312/000119312510136739/dex101.htm

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AccessJFG Johnson Financial Group

(9 days ago) Wealth management services are provided through Johnson Bank and Johnson Wealth Inc., Johnson Financial Group companies. Additional information about Johnson Wealth Inc., a registered investment adviser, and its investment adviser representatives is available at adviserinfo.sec.gov .

https://www.johnsonfinancialgroup.com/accessjfg2/accessjfg/

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Department of Enforcement, DECI SION Complainant, In the

(5 days ago) Domestic cleared its trades through Penson Financial Services, Inc. (“Penson”). II. Procedural History FINRA’s Department of Enforcement (“Enforcement”) filed a three-cause complaint against Domestic on October 3, 2006. Cause one of the complaint alleged that during the period

https://www.finra.org/sites/default/files/NACDecision/p117200.pdf

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Broadridge Financial Solutions, Inc. - Broadridge Closes

(1 days ago) Broadridge Financial Solutions, Inc. (NYSE: BR) today announced the successful completion of the previously announced sale of the contracts of substantially all of the securities clearing clients of its subsidiary, Ridge Clearing & Outsourcing Solutions, Inc. ("Ridge"), to Penson Financial Services, Inc. ("PFSI"), a subsidiary of Penson Worldwide, Inc. ("PWI") …

https://www.broadridge-ir.com/news/news-details/2010/Broadridge-Closes-Penson-Transaction-Expands-Outsourcing-Business/default.aspx

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF …

(1 days ago) penson financial services, inc./ridge, penson financial services sano inves, penson financial services track data, stichting shell pensioenfonds, valic company i, worldwide transactions limited, fidelity management trust company, custodian, and timothy l. o’rourke, beneficiary, timothy l. o’rourke ira, bellsouth/alliance, and

http://classaction.kccllc.net/documents/ZLN0003/Deutsche%20Bank%20Trust%20Co.%20Americas,%20et%20al.%20v.%20Bank%20of%20Americas%20N.A.%20GWIM%20Trust%20Operations,%20et%20al.%20(11-cv-09569-WHP)-c.pdf

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Penson Financial Services Reviews Indeed.com

(Just Now) Penson Financial Service is a very good company. Customer Service Representative/ Processing Clerk (Former Employee) - 1700 Pacifc Ave Dallas Tx 75021 - July 16, 2012. I really enjoyed working at Penson Financial Services, The managers and the co-workers worked together as a whole to grow the company.

https://www.indeed.com/cmp/Penson-Financial-Services/reviews

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BrokerCheck - Find a broker, investment or financial advisor

(8 days ago) PENSON FINANCIAL SERVICES, INC. - BrokerCheck. PENSON FINANCIAL SERVICES, INC. Show All (7) (EFUTURES,WOLCOTT & LINCOLN DIVISION,SERVICE ASSET MANAGEMENT COMPANY,PENSON GHCO,PENSON FUTURES, A DIVISION OF PENSON FINANCIAL SERVICES, INC.) CRD#: 25866/SEC#: 8-42095. PR. Previously Registered Brokerage …

https://brokercheck.finra.org/Firm/Summary/25866

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Amendment, Assignment And Assumption Agreement

(5 days ago) (“ Ridge U.K. ”) and Penson Financial Services Ltd. (“ Penson U.K. ”) have entered into that certain Schedule A (United Kingdom) Service Bureau Schedule to the Master Services Agreement, dated as of November 2, 2009 (“ U.K. MSA Schedule ” and the U.S. MSA Schedule, Canada MSA Schedule and U.K. MSA Schedule, collectively the “ MSA

https://www.realdealdocs.com/viewdocument.aspx?DocumentID=2769951

Category:  Financial services Details Finance

IN THE UNITED STATES BANKRUPTCY COURT FOR THE …

(4 days ago) and obligation to Penson Financial Services, Inc., Pension Financial Services, Inc./Santander Ridge Clearing & Outsourcing Solutions, Inc. (the “Apex”). A copy of the Statement of Claim is attached hereto as . Exhibit C. 10. The Statement of Claim asserts several bases of liability against the Arbitration

https://www.kccllc.net/penson/document/1310061141007000000000004

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Asset Purchase Agreement - RealDealDocs

(5 days ago) ASSET PURCHASE AGREEMENT, dated as of November 2, 2009 (the “ Agreement ”), among Penson Worldwide, Inc., a Delaware corporation (“ PW ”), Penson Financial Services, Inc., a North Carolina corporation and an indirect subsidiary of PW (“ Buyer ”), Broadridge Financial Solutions, Inc., a Delaware corporation (“ Parent ”), and Ridge Clearing & Outsourcing …

https://www.realdealdocs.com/viewdocument.aspx?DocumentID=2617569

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Penson buys Broadridge clearing contracts; outsources tech

(1 days ago) Penson Worldwide has entered into a deal to buy the clearing contracts of Broadridge Financial Solutions' Ridge business for up to $70 million and then outsource some technology and processing

https://www.finextra.com/news/fullstory.aspx?newsitemid=20689

Category:  Finance Details Finance

Pension Financial Services

(1 days ago) Pension Financial Services. We are located at 3700 Crestwood Parkway, Suite 550 Duluth, GA 30096. Email us. Call us: +1 678 924-8888.

https://www.pfs401k.com/pfs_location.aspx

Category:  Financial services Details Finance

Vincent Traina - Vice President - Penson Financial

(Just Now) Penson Financial Services Jul 2010 - Present 11 years 1 month. Senior Sales Director ADP Clearing Ridge Clearing Mar 1991 - Present 30 years 5 months

https://www.linkedin.com/in/vincent-traina-3254277

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Penson Worldwide Inc Sample Contracts Law Insider

(2 days ago) Penson Worldwide Inc – RESTRUCTURING SUPPORT AGREEMENT. This RESTRUCTURING SUPPORT AGREEMENT (as may be amended, supplemented or otherwise modified as provided herein, the “RSA”), dated as of March 13, 2012, is by and between Penson Worldwide Inc. (the “Company”), a corporation duly organized and existing under the laws of the State of …

https://www.lawinsider.com/company/1123541

Category:  Finance Details Finance

Termination and Mutual Release Agreement

(4 days ago) To Penson: Penson Financial Services, Inc. 1700 Pacific Avenue, Suite 1400 . Dallas, TX 75201 . Telephone: (415) 409-1531 . Attn: General Counsel . With a copy to: Morgan, Lewis & Bockius LLP . 1111 Pennsylvania Ave., NW . Washington, DC 20004-2541 . Telephone: (202) 739-3000 . Attn: Steven W. Stone (f) Headings. The headings in this Agreement

https://www.sec.gov/Archives/edgar/data/1123541/000119312512262369/d362395dex105.htm

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Penson Sells Assets - Traders Magazine

(4 days ago) July 1, 2012. Bad trades, illquid assets and clearing industry woes have sunk Penson Financial Services. As a result, Penson has sold its clearing operations to PEAK6 Investments, which is forming a new entity, Apex Clearing, as a result of the acquisition. Days earlier, Penson sold its futures business to Knight Capital Group to raise cash.

https://www.tradersmagazine.com/departments/brokerage/penson-sells-assets/

Category:  Financial services Details Finance

Important Notice The Depository Trust Company

(9 days ago) Penson Financial Services, Inc./Apex Clearing Corporation (f/k/a Ridge Clearing & Outsourcing & Solutions, Inc.) This is to inform you that effective with the close of business on June 5, 2012 (the “Effective Time”), The Depository Trust Company (“DTC”) Participant Penson Financial Services, Inc. (“PFS”) (Account

https://www.dtcc.com/~/media/Files/pdf/2012/6/5/0894-12.pdf

Category:  Financial services Details Finance

Cahill Represents Broadridge in Sale of Broker-Dealer

(4 days ago) Cahill Represents Broadridge in Sale of Broker-Dealer Subsidiary to Apex Holdings. Date: 06/06/12. Cahill represented Broadridge Financial Solutions, Inc. in the sale of its wholly owned broker-dealer subsidiary, Ridge Clearing & Outsourcing Solutions, Inc. (“Ridge”), to Apex Clearing Holdings LLC (“Apex Holdings”), a new entity formed by Penson Financial

https://www.cahill.com/news/firm-news/101399

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Dawn Liberman De Leo - facebook.com

(3 days ago) Process Improvement Consultant at Penson Financial Services. June 2010 - Present. Former Business Analyst at Ridge Clearing. August 2002 - June 2010. College. Studied at University of Massachusetts Amherst. Class of 2001. High School. Went to Beach Channel High School. Photos . See All Photos.

https://www.facebook.com/dawn.libermandeleo

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Date To: ALL PARTICIPANTS Attention: OPERATIONS …

(8 days ago) Ridge Clearing & Outsourcing Solutions, Inc. (#0158) will undergo a back office consolidation. As a result, effective with the close of business on June 25, 2010, Ridge Clearing & Outsourcing Solutions, Inc. (#0158) and its additional account # 0220, will become additional accounts of Penson Financial Services, Inc. (#0234).

https://www.dtcc.com/-/media/Files/pdf/2010/6/24/a7017.pdf

Category:  Financial services Details Finance

Financial Services in Lyndhurst - Yelp

(6 days ago) OG Tax and Accounting Group. 52 reviews. Financial Advising, Tax Services, Accountants. South Slope. 164 20th St, Ste 2E. , Brooklyn, NY. “ Oleg was professional, thorough and extremely meticulous in making sure that I got back any money due to me. ” In 38 reviews.

https://www.yelp.com/c/lyndhurst-nj-us/financialservices

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FirstService Residential of NC - Make A Payment

(Just Now) Make a Payment. We make it easy for you to pay your assessment and other association fees. Enter your ZIP or postal code to be find your community’s payment page. If you need assistance, call our 24/7 Customer Care Center at 855.333.5149.

https://www.fsresidential.com/north-carolina/make-a-payment/

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Penson Files for Bankruptcy, Capping Years-Long Decline - WSJ

(2 days ago) Penson Worldwide Inc., once a major handler of securities trades for U.S. brokerages, filed for bankruptcy protection Friday. The move is the latest in a years-long decline for the Dallas-based

https://www.wsj.com/articles/SB10001424127887324235104578240140214121754

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Wealth Management M&A: Sink or Swim? Financial Planning

(4 days ago) When Broadridge Financial Solutions Inc.'s sale of its Ridge business to Penson Financial Services Inc. closes later this year, it will make Penson Financial the nation's second-largest clearing firm.

https://www.financial-planning.com/news/wealth-management-m-a-sink-or-swim

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32BJ Health Fund > Contact Us

(9 days ago) Contact Us. Building Service 32BJ Health Fund 25 West 18th Street New York, NY 10011 Member Services: 800-551-3225 Public Transportation: Take to 18th Street, or to 14th St, or to 14th St, or to Union Square, or Path to 14th St.

https://health.32bjfunds.org/en-us/ContactUs.aspx

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Assignment And Assumption Agreement, Assignment And

(8 days ago) These Assignment and Assumption Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector.

https://agreements.realdealdocs.com/Assignment-and-Assumption-Agreement/8.html

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Assignment Agreement, Assignment Agreement Template

(4 days ago) These example Assignment Agreements are actual legal documents drafted by top law firms for their clients. Use them as Assignment Agreement samples, Assignment Agreement templates, competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and …

https://agreements.realdealdocs.com/Assignment-Agreement/42.html

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Penson Worldwide posts Q2 net loss - Finextra

(8 days ago) Penson Worldwide (NASDAQ: PNSN) today announced net revenues of $71.1 million and a net loss of $7.4 million, or ($0.29) per share, for the second quarter ended June 30, 2010. Results included $7

https://www.finextra.com/pressarticle/34918/penson-worldwide-posts-q2-net-loss

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Best Practices for U.S. Broker/Dealers: Evaluating Fully

(6 days ago) The report looks at the services offered to broker/dealers by clearing brokers, and guides broker/dealers in evaluating fully disclosed clearing alternatives in a disciplined, process-driven manner. In today's volatile market environment, a thorough understanding potential clearing providers is an important component of a broker/dealer's

https://aite-novarica.com/report/best-practices-us-brokerdealers-evaluating-fully-disclosed-clearing-firms

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OMB APPROVAL OMB Number: 3235-0045 Estimated average …

(4 days ago) SR-EDGX-2012-20 Page 3 of 19 1. Text of the Proposed Rule Change (a) EDGX Exchange, Inc. (“EDGX” or the “Exchange”) is proposing to

http://cdn.batstrading.com/resources/regulation/rule_filings/approved/2012/SR-EDGX-2012-20.pdf

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Dawn De Leo - Beach Channel HS - Merrick, New York, United

(7 days ago) Penson Financial Services-Aquired Ridge Clearing's client contracts 2010-2012 Aug 2002 - Jun 2012 9 years 11 months. New York, New York Held responsibility for implementing new products to

https://www.linkedin.com/in/dawn-de-leo-643b652

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Christopher Sandel, Vice President-Special Projects at

(5 days ago) Christopher Sandel is affiliated with Ally Invest Group, Inc., Ridge Clearing & Outsourcing Solutions, Inc., Penson Financial Services, Inc., Fleet Securities, Inc. (Broker) Stay informed and up-to-date on your network with RelSci news and business alerting service. Nurture your network and further your business goals with smart intelligence on

https://relationshipscience.com/person/christopher-sandel-4224448

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Broadridge Financial Solutions, Inc. Sample Contracts

(7 days ago) Broadridge Financial Solutions, Inc. – RESTRUCTURING SUPPORT AGREEMENT This RESTRUCTURING SUPPORT AGREEMENT (as may be amended, supplemented or otherwise modified as provided herein, the “RSA”), dated as of March 13, 2012, is by and between Penson Worldwide Inc. (the “Company”), a corporation duly organized and existing under the laws of …

https://www.lawinsider.com/company/1383312/broadridge-financial-solutions-inc

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Steve Mologousis (G), 57 - Burr Ridge, IL Has Court or

(3 days ago) Steve Mologousis's birthday is 10/22/1964 and is 57 years old. Previously city included Countryside IL. Steve also answers to Steven G Mologousis and Steve G Mulogousis, and perhaps a couple of other names. Consultant at Penson Financial Services is presently Steve's occupation. We have lots of information about Steve: religious views are

https://www.mylife.com/steve-mologousis/e607113471762

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Penson sells its Australian operations Financial Times

(3 days ago) Penson, based in Dallas, Texas, agreed to sell Penson Financial Services Australia to BNY Mellon’s Pershing unit for $32m, the first in an anticipated series of sales of overseas units.

https://www.ft.com/content/9d4dbdc6-1a16-11e1-b9d7-00144feabdc0

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Lighthouse Prime Garners Two Award Nominations

(1 days ago) Lighthouse Financial offers clients access to electronic execution and clearing services through Goldman Sachs Execution & Clearing, L.P., Penson Financial and Ridge Financial.

https://www.advfn.com/stock-market/stock-news/39886137/lighthouse-prime-garners-two-award-nominations

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ADVICEWORKS JOB AID

(5 days ago) Penson Financial Services 0234 People's Securites 0158 Pershing Advisor Solutions 0443 Piper Jaffray & Co. 0311 Private Client Group 0141 Pruco Securiries 0141 Raymond James & Associates 0725 RBC Dain Rauscher 0235 Richards, Merrill & Peterson 8192 Ridge Clearing & Outsourcing 0158 Robert W. Baird & Co. 0547 Rydex 0226

https://advisor.adviceworks.net/content/images/2020-07/AP%20Asset%20Movement%20ACAT%20Clearing%20Firm%20Numbers.pdf

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Kristen Mologousis (J), 51 - Burr Ridge, IL Background

(5 days ago) Kristen Mologousis currently lives in Burr Ridge, IL; in the past Kristen has also lived in Darien IL and Melrose Park IL. Kristen J Pieranunzi and Kristen J Mologousis are some of the alias or nicknames that Kristen has used. SVP, Global Market Data Services at Penson Worldwide, Inc. is presently Kristen's occupation.

https://www.mylife.com/kristen-mologousis/e607819126302

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Penson Worldwide, Inc. Q2 2010 Earnings Call Transcript

(3 days ago) Penson Worldwide, Inc. () Q2 2010 Earnings Conference Call July 23, 2010 10:00 AM ET Executives. Philip Pendergraft – CEO. Kevin McAleer – VP & CFO. Analysts. Richard Repetto – Sandler O

https://seekingalpha.com/article/216257-penson-worldwide-inc-q2-2010-earnings-call-transcript

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